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News paper 25 Aug 2020

 


 

Table of Contents

GS Paper  : 2. 3

Minimum age of marriage for women: 3

What is the national digital health mission?. 4

Teesta river dispute: 6

Insolvency process will be initiated against Anil Ambani: 8

GS Paper  : 3. 10

National Food Security Act 2013: 10

BIS’ draft standard for drinking water supply: 12

Facts for Prelims. 13

Indian Association of Parliamentariants on Population and Development (IAPPD): 13

Nuakhai Juhar: 13

National Council for transgenders: 13

What are flavonoids?. 14

The Hindu. 15

India does need a Fiscal Council 16

Reversing health sector neglect with a reform agenda. 19

The challenge of catching elusive taxpayers. 22

The End. 25

 

 

 


Table of Contents:

GS Paper 2:

1. Minimum age of marriage for women.

2. What is the national digital health mission?

3. Teesta river dispute.

4. Insolvency process will be initiated against Anil Ambani.

 

GS Paper 3:

1. National Food Security Act 2013.

2. BIS’ draft standard for drinking water supply.

 

Facts for Prelims:

1. Indian Association of Parliamentariants on Population and Development (IAPPD).

2. Nuakhai Juhar.

3. Council for transgenders.

4. What are flavonoids?

 


GS Paper  : 2


 

Topics Covered: Government policies and interventions for development in various sectors and issues arising out of their design and implementation.

Minimum age of marriage for women:


Context:

Prime Minister Narendra Modi has announced that the Centre will decide on the recommendations of a committee set up to reconsider the minimum age of marriage for women.

1.         The minimum age of marriage, especially for women, has been a contentious issue.

Background:

The Union Ministry for Women and Child Development set up a committee in June, headed by Jaya Jaitley, to examine matters pertaining to age of motherhood, imperatives of lowering Maternal Mortality Ratio and the improvement of nutritional levels among women.

1.         It will examine the correlation of age of marriage and motherhood with health, medical well-being, and nutritional status of the mother and neonate, infant or child, during pregnancy, birth and thereafter.

What the law says?

Currently, the law prescribes that the minimum age of marriage is 21 and 18 years for men and women, respectively.

1.         The minimum age of marriage is distinct from the age of majority, which is gender-neutral.

  1. An individual attains the age of majority at 18 as per the Indian Majority Act, 1875.
  2. For HindusSection 5(iii) of the Hindu Marriage Act, 1955sets 18 years as the minimum age for the bride and 21 years as the minimum age for the groom. Child marriages are not illegal but can be declared void at the request of the minor in the marriage.
  3. In Islamthe marriage of a minor who has attained puberty is considered valid under personal law.
  4. The Special Marriage Act, 1954 and the Prohibition of Child Marriage Act, 2006 also prescribe 18 and 21 years as the minimum age of consent for marriage for women and men respectively.

Why is the law being relooked at?

From bringing in gender-neutrality to reduce the risks of early pregnancy among women, there are many arguments in favour of increasing the minimum age of marriage of women.

1.         Early pregnancy is associated with increased child mortality rates and affects the health of the mother.

  1. Despite laws mandating minimum age and criminalising sexual intercourse with a minor, child marriages are very prevalent in the country.
  2. Also, according to a study, children born to adolescent mothers (10-19 years) were 5 percentage points more likely to be stunted (shorter for their age) than those born to young adults (20-24 years).

InstaLinks:

Prelims Link:

  1. Jaya Jailtley committee was constituted for the purpose of?
  2. Legal provisions related to minimum age of marriage for men and women in India.
  3. Key provisions of Special Marriage Act, 1954.
  4. Overview of the Prohibition of Child Marriage Act, 2006.

Mains Link:

Do you think minimum age for marriage for men and women should be raised? Discuss.

Sources: Indian Express.

 

Topics Covered: Issues related to health.

What is the national digital health mission?


Context:

In his address to the nation on Independence Day, the PM has launched the National Digital Health Mission which rolls out a national health ID for every Indian.

1.         The scheme will be rolled out through a pilot launch in the Union Territories of Chandigarh, Ladakh, Dadra and Nagar Haveli and Daman and Diu, Puducherry, Andaman and Nicobar Islands and Lakshadweep.

What is the National Digital Health Mission?

It is a digital health ecosystem under which every Indian citizen will now have unique health IDs, digitised health records with identifiers for doctors and health facilities.

1.         The Mission is expected to bring efficiency and transparency in healthcare services in the country.

  1. The new scheme will come under the Ayushman Bharat Pradhan Mantri Jan Arogya Yojana.

Key features:

  1. It comprises six key building blocks — HealthID, DigiDoctor, Health Facility Registry, Personal Health Records, e-Pharmacy and Telemedicine.
  2. The National Health Authority has been given the mandate to design, build, roll-out and implement the mission in the country.
  3. The core building blocks of the mission is that the health ID, DigiDoctor and Health Facility Registry shall be owned, operated and maintained by the Government of India.
  4. Private stakeholders will have an equal opportunity to integrate and create their own products for the market. The core activities and verifications, however, remain with the government.
  5. Under the Mission, every Indian will get a Health ID card that will store all medical details of the person including prescriptions, treatment, diagnostic reports and discharge summaries.
  6. The citizens will be able to give their doctors and health providers one-time access to this data during visits to the hospital for consultation.

What was the need for this mission?

The mission aims to liberate citizens from the challenges of finding the right doctors, seeking appointment, payment of consultation fee, making several rounds of hospitals for prescription sheets, among several others and will empower people to make an informed decision to avail the best possible healthcare.

Background:

The ambitious National Digital Health Mission finds its roots in a 2018 Niti Aayog proposal to create a centralised mechanism to uniquely identify every participating user in the National Health Stack.

Have there been global instances of such a centralised health record system?

In 2005, the UK’s National Health Service (NHS) started deployment of an electronic health record systems with a goal to have all patients with a centralised electronic health record by 2010. While several hospitals acquired electronic patient records systems as part of this process, there was no national healthcare information exchange. The program was ultimately dismantled after a cost to the UK taxpayer was more than £12 billion, and is considered one of the most expensive healthcare IT failures.

InstaLinks:

Prelims Link:

  1. Overview of the National Digital Health Mission.
  2. Components of the mission.
  3. Proposed National Health ID.
  4. Who can issue these IDs?
  5. Key hit of the National Health Policy 2017.

Mains Link:

Discuss the significance of the National Digital Health Mission.

Sources: pib.

 

Topics Covered: India and its neighbourhood- relations.

Teesta river dispute:


Context:

India and Bangladesh have been engaged in a long-standing dispute over water-sharing in the Teesta. 

Adding to the existing tensions, Bangladesh is now discussing an almost $1 billion loan from China for a comprehensive management and restoration project on the Teesta river.

Why India is concerned and worried?

Bangladesh’s discussions with China come at a time when India is particularly wary about China following the standoff in Ladakh.

How have relations between Bangladesh and China been developing?

1.         China is the biggest trading partner of Bangladesh and is the foremost source of imports.

  1. Recently, China declared zero duty on 97% of imports from Bangladesh. The concession flowed from China’s duty-free, quota-free programme for the Least Developed Countries.
  2. China is the biggest arms supplier to Bangladesh.

About Teesta river:

1.         Teesta river is a tributary of the Brahmaputra (known as Jamuna in Bangladesh), flowing through India and Bangladesh.

  1. It originates in the Himalayas near Chunthang, Sikkimand flows to the south through West Bengal before entering Bangladesh.
  2. The Teesta Barrage dam helps to provide irrigation for the plains between the upper Padma and the Jamuna.

Efforts to resolve the dispute:

Negotiations on how to share the water have been going on since 1983.

1.         2011 interim deal – that was supposed to last 15 years – gave India 42.5 percent of the Teesta’s waters and gave Bangladesh 37.5 percent. Bengal opposed this deal so it was shelved and remains unsigned.

Bangladesh sought a fair and equitable distribution of Teesta waters from India, on the lines of the Ganga Water Treaty 1996.

1.         The treaty is an agreement to share surface waters at the Farakka Barrage near their mutual border.

In 2015, the Indian Prime Minister’s visit to Dhaka generated expectations to take forward the issue but it still remains unresolved.
However, In India, individual states have significant influence over transboundary agreements, impeding the policymaking process.

1.         West Bengalis one of the key stakeholders of the Teesta agreement and is yet to endorse the deal.

Importance of Teesta River:

For Bangladesh:

1.         Its flood plain covers about 14% of the total cropped area of Bangladesh and provides direct livelihood opportunities to approximately 73% of its population.

For West Bengal:

1.         Teesta is the lifeline of North Bengal and almost half a dozen of districts of West Bengal are dependent on the waters of Teesta.

InstaLinks:

Prelims Link:

  1. Teesta river- origin, tributaries and states through which it passes.
  2. Where is Farakka barrage?
  3. About the Ganga Water Treaty 1996.
  4. Rivers flowing between India and Bangladesh.
  5. Tributaries of Brahmaputra river.

Mains Link:

Write a brief note on the geography of Teesta River and the reasons why sharing of its water between India and Bangladesh has become a dispute.

Sources: Indian Express.

 

Topics Covered: Government policies and interventions for development in various sectors and issues arising out of their design and implementation.

Insolvency process will be initiated against Anil Ambani:


Context:

The National Company Law Tribunal (NCLT) has allowed the initiation of insolvency proceedings against Anil Ambani after two companies promoted by him failed to pay dues on Rs 1,200 crore that they had borrowed from State Bank of India (SBI).

1.         The insolvency process will be initiated against Ambani as he had given personal guarantee against the loans provided to his firms.

Personal insolvency:

The case is significant as it is one of the first cases of insolvency against a major business group head.

The rules for initiation of personal insolvency were notified last year in December.

What is the process for personal insolvency?

As the NCLT has allowed the appointment of an interim resolution professional (IRP) in the matter, SBI will now approach the IRP with a list of the assets provided by Ambani as a personal guarantee when his companies had sought the loan.

In the case of banks providing loans against personal guarantee, the guarantor has to furnish a list of assets whose value is equivalent to the total amount of loan being given.

1.         In case of failure to pay these assets, these guarantees can be invoked.

What happens to Anil Ambani after the insolvency process is over?

Like corporate insolvency processes, a businessperson is free to start with a clean slate after a personal insolvency case against them is over.

The lenders will be eligible to recover their dues only from the collateral deposited or personal assets belonging to that person.

However, any or all assets mentioned in the list provided at the time of sanctioning of the loan, even if transferred to someone else, can also be attached and sold.

1.         Ambani will be free to run other businesses which are not under insolvency, or which are able to service their debts and obligations on time.

For details on the Insolvency and Bankruptcy Code (IBC), refer:

https://www.insightsonindia.com/2020/06/08/insolvency-and-bankruptcy-code/.

InstaLinks:

Prelims Link:

  1. What is insolvency and bankruptcy?
  2. Various institutions established under the IBC code.
  3. NCLT- composition and functions.
  4. What are debt recovery tribunals?
  5. Sections 7, 9 and 10 of IBC.

Mains Link:

Discuss how suspension of initiation of fresh insolvency proceedings will help shield companies impacted by the outbreak of Covid-19.

Sources: Indian Express.

 


GS Paper  : 3


 

Topics Covered: Food security related issues.

National Food Security Act 2013:

Context:

Department of Food &Public Distribution issues directions to States/UTs to include all eligible disabled persons under the National Food Security Act 2013.

1.         It has also asked the states to ensure that they get their entitled quota of food grains under NFSA & Pradhan Mantri Garib Kalyan Anna Yojana.

Enabling provisions:

Section 38 of the Act mandates that the Central Government may from time to time give directions to the State Governments for effective implementation of the provisions of the Act.

The Section 10 of the National Food Security Act, 2013 provides for coverage of persons under the Antyodaya Anna Yojana in accordance with the guidelines applicable to the said scheme and the remaining households as priority households in accordance with such guidelines as the States Government may specify.

1.         Disability is one of the criteria for inclusion of beneficiaries under AAY households

National Food Security Act (NFSA), 2013:

The objective is to provide for food and nutritional security in human life cycle approach, by ensuring access to adequate quantity of quality food at affordable prices to people to live a life with dignity.

Key features:

  1. Coverage and entitlement under Targeted Public Distribution System (TPDS): The TDPS covers 50% of the urban population and 75% of the rural population, with uniform entitlement of 5 kg per person per month. However, the poorest of the poor households will continue to receive 35 kg per household per month under Antyodaya Anna Yojana (AAY).
  2. Subsidised prices under TPDS and their revision: For a period of three years from the date of commencement of the Act, Food grains under TPDS will be made available at subsidised prices of Rs. 3/2/1 per kg for rice, wheat and coarse grains.
  3. Identification of Households: The identification of eligible households is to be done by States/UTs under TDPS determined for each State.
  4. Nutritional Support to women and children: Children in the age group of 6 months to 14 years and pregnant women and lactating mothers will be entitled to meals as per prescribed nutritional norms under Integrated Child Development Services (ICDS) and Mid-Day Meal (MDM) schemes. Malnourished children up to the age of 6 have been prescribed for higher nutritional norms.
  5. Maternity Benefit: Pregnant women and lactating mothers will also be receiving maternity benefit of Rs. 6,000.
  6. Women Empowerment: For the purpose of issuing of ration cards, eldest woman of the household of age 18 years or above is to be the head of the household.
  7. Grievance Redressal Mechanism: Grievance redressal mechanism available at the District and State levels.
  8. Cost of transportation & handling of food grains and FPS Dealers’ margin : the expenditure incurred by the state on transportation of food grains within the State, its handling and FPS dealers’ margin as per norms to be devised for this purpose and assistance to states will be provided by the Central Government to meet the above expenditure.
  9. Transparency and Accountability: In order to ensure transparency and accountability, provisions have been made for disclosure of records relating to PDS, social audits and setting up of Vigilance Committees.
  10. Food Security Allowance: In case of non-supply of entitled food grains or meals, there is a provision for food security allowance to entitled beneficiaries.
  11. Penalty: If the public servant or authority fails to comply with the relief recommended by the District Grievance Redressal Officer, penalty will be imposed by the State Food Commission according to the provision.

InstaLinks:

Prelims Link:

  1. About TPDS.
  2. Who gets food security allowance under the scheme?
  3. Provisions of penalty under the act.
  4. Maternity benefits related provisions.
  5. Overview of Integrated Child Development Services (ICDS) scheme.
  6. Overview of Mid-Day Meal (MDM) scheme.
  7. The responsibility of 3. Identification of Households under the scheme.

Sources: pib.

 

Topics Covered: Conservation related issues.

BIS’ draft standard for drinking water supply:


Context:

The Bureau of Indian Standards (BIS) has prepared a draft standard for the supply system of piped drinking water– ‘Drinking water supply quality management system — requirements for piped drinking water supply service’.

1.         The draft has been prepared by the BIS’ Public Drinking Water Supply Services Sectional Committee.

Highlights of the draft:

  1. It outlines the process of water supply, from raw water sources to household taps.
  2. It outlines the requirements for a water supplier or a water utility on how they should establish, operate, maintain and improve their piped drinking water supply service.
  3. It states that the water treatment process should be planned in such a manner that after treatment the drinking water should conform to the Indian Standard (IS) 10500 developed by the BIS.
  4. It contains guidelines for top management of the water utility, in terms of accountability and customer focus, establishing a quality policy for their service, monitoring the quality of water released to people, and conducting a water audit.
  5. It states that the concept of district metering area (DMA) should be adopted where possible. DMA is a concept for controlling leakages in the water network, which is essentially divided into a number of sectors, called the DMAs, and where flow meters are installed to detect leaks.
  6. It mentions that water should be sampled at the treatment plant every four hours against quality parameters. In the distribution system, the sampling should be done every eight hours at the water reservoirs. Random sampling should also be done at household levels.

Significance of the draft and need for it:

The standard holds importance as it is expected to make the process of piped water supply more uniform, especially in rural and underdeveloped areas of the country where the system runs on various government orders and circulars.

Sources: Indian Express.

 


Facts for Prelims


Indian Association of Parliamentariants on Population and Development (IAPPD):

It is a national level Non-Governmental organization established in the year 1978.

1.         The organiztion was formed with an Imperative to moderating the pace of population growth for a smoother course of development so as to ensure an overall improvement in the quality of life of the people and maintain a proper balance between population and development.

Nuakhai Juhar:

Nuakhai Juhar is the agricultural festival is also called Nuakhai Parab or Nuakahi Bhetghat.

Nuakhai is a combination of two words signifies eating of new rice as ‘nua’ means new and ‘khai’ means eat.

1.         It is one of the most ancient festivals celebrated in Odisha, Chhattisgarh and areas of neighbouring states to welcome the new crop of the season.

  1. On this day, people worship food grain and prepare special meals. Farmers offer the first produce from their lands to Goddess Samaleswari, the famous ‘Mother Goddess’ of Sambalpur district of Odisha.

National Council for transgenders:

The Centre has constituted the national council for transgender persons.

Composition: Headed by the Union social justice minister and comprising representatives from 10 central departments, five states and members of the community.

The council is India’s first and formed under Transgender Persons (Protection of Rights) Act, 2019.

1.         The council has five main functions — advising the central government on the formulation of policies, programmes, legislation and projects with respect to transgender persons; monitoring and evaluating the impact of policies and programmes designed for achieving equality and full participation of transgender persons; reviewing and coordinating the activities of all the departments; redressing grievances of transgender persons; and performing such other functions as prescribed by the Centre.

What are flavonoids?

Flavonoids are a group of phytonutrients present in almost all vegetables and fruits.

They, along with carotenoids, are responsible for the varied colours of fruits and vegetables.

1.         They are associated with health benefits being good antioxidants, having anti-inflammatory properties and also offer benefits for the immune system.

Why in News?

Recently, scientists from Agharkar Research Institute (ARI), found the first synthetic route for producing flavonoids molecules related to the treatment of tuberculosis and chikungunya.

 

Articles to be covered tomorrow:

1. Lokayukta


 

 

 

 

The Hindu


 

 

India does need a Fiscal Council

 

Though it is not a silver bullet, it is an important institution needed to complement the rule-based fiscal policy

 

 

The fiscal situation in India has been under severe stress even before COVID-19 and the novel coronavirus pandemic has only worsened it. The fiscal deficit of the Centre in 2019-20 as estimated by the Controller General of Accounts (CGA) was 4.6%, 0.8 percentage point higher than the revised estimate. For the current year, even without any additional fiscal stimulus, the deficit is estimated at about 7% of GDP as against 3.5% estimated in the Budget due to a sharp decline in revenues. The consolidated deficit of the Union and States could be as high as 12% of GDP and the overall debt could go up to 85%. When off Budget liabilities are considered, the situation looks even more alarming.

While the prevailing exceptional circumstance warrants loosening of purse strings, it is necessary that the government must return to a credible fiscal consolidation path once the crisis gets over.

Need for transparency

Besides large deficits and debt, there are questions of comprehensiveness, transparency and accountability in the Budgets. The practice of repeated postponement of targets, timely non-settlement of bill payments and off Budget financing to show lower deficits has been common. The report of the Comptroller and Auditor General (CAG) of India in 2018 on the compliance of the Fiscal Responsibility and Budget Management (FRBM) Act for 2016-17, highlights various obfuscations done to keep the liabilities hidden.

These include special banking arrangements for covering arrears of fertilizer subsidy, issuing short-term bonds, unsecured loans and borrowing from the National Small Savings Fund (NSSF) by the Food Corporation of India towards meeting food subsidy and its arrears, financing irrigation projects from the Long Term Irrigation Fund (LTIF) created by the National Bank for Agriculture and Rural Development (NABARD), and financing of railway projects through borrowings from the Indian Railway Finance Corporation (IRFC) are just some examples. We are familiar also with the cases of the Life Insurance of Corporation of India buying out the Industrial Development Bank of India and the Power Finance Corporation buying out the Rural Electrification Corporation (REC) and remitting the money to the government as disinvestment proceeds.

In order to make the Budgets comprehensive, transparent and accountable, the 13th Finance Commission recommended that a committee be appointed by the Ministry of Finance which should eventually transform itself into a Fiscal Council to “..., conduct an annual independent public review of FRBM compliance, including a review of the fiscal impact of policy decisions on the FRBM roadmap” (Paragraph 9.65). The FRBM Review Committee too made a similar recommendation underlining the need for an independent review by the Finance Ministry appointing the Council.

The problem is that a Council created by the Finance Ministry and reporting to it can hardly be expected to be independent. Therefore, the 14th Finance Commission recommended the establishment of an independent Fiscal Council which should be appointed by and reporting to Parliament by inserting a new section in the FRBM Act. Former Deputy Governor of the Reserve Bank of India, Viral Acharya, in his recent book, Quest for Restoring Financial Stability in India, also makes out a case for a bipartisan, independent Fiscal Council.

The mandate

A Fiscal Council is an independent fiscal institution (IFI) with a mandate to promote stable and sustainable public finances. Robert Hagemann (“How Can Fiscal Councils Strengthen Fiscal Performance?”. OECD Journal: Economic Studies, Vol. 1, 2011; p.76) defines a fiscal council as, “…a publicly funded entity staffed by non-elected professionals mandated to provide nonpartisan oversight of fiscal performance and/or advice and guidance — from either a positive or normative perspective — on key aspects of fiscal policy”. These institutions assist in calibrating sustainable fiscal policy by making an objective and scientific analysis.

First, an unbiased report to Parliament helps to raise the level of debate and brings in greater transparency and accountability. Second, costing of various policies and programmes can help to promote transparency over the political cycle to discourage populist shifts in fiscal policy and improve accountability. Third, scientific estimates of the cost of programmes and assessment of forecasts could help in raising public awareness about their fiscal implications and make people understand the nature of budgetary constraint. Finally, the Council will work as a conscience keeper in monitoring rule-based policies, and in raising awareness and the level of debate within and outside Parliament.

Diverse role, more acceptance

According to the International Monetary Fund (IMF), there were 36 countries with IFIs in 2014 and more have been established since. While most of the IFIs are in advanced countries, emerging economies too have also shown growing interest in them. Although their common agenda has been to function as watchdogs, there is considerable diversity in their structure and functions. The important tasks of these IFIs include: independent analysis, review and monitoring and evaluating of government’s fiscal policies and programmes; developing or reviewing macroeconomic and/or budgetary projections; costing of budget and policy proposals and programmes; and presenting policy makers with alternative policy options. Over the years, monitoring compliance with fiscal rules and costing policies and programmes have become major tasks of these councils.

The OECD (2013) has documented the important principles needed for successful fiscal councils under nine broad heads and these are: local ownership; independence and non-partisanship; mandate; resources; relationship with legislature; access to information; transparency; communication and external evaluation. These principles are important, ensure autonomy, being unbiased, transparency, and effective and accountable Councils.

How effective have these institutions been? A study by the IMF (“The Functions and Impact of Fiscal Councils”, July 2013), documents that the existence of IFIs is associated with stronger primary balances; countries with IFIs tend to have more accurate macroeconomic and budgetary forecasts; IFIs are likely to raise public awareness and raise the level of public debate on fiscal policy. Case studies in Belgium, Chile and the United Kingdom show that IFIs have significantly contributed to improved fiscal performances.

In Belgium, the government is legally required to adopt the macroeconomic forecasts of the Federal Planning Bureau and this has significantly helped to reduce bias in these estimates. In Chile, the existence of two independent bodies on Trend GDP and Reference Copper Price has greatly helped to improve Budget forecasts. In the U.K., the Office for Budget Responsibility has been important in restoring fiscal sustainability. Cross-country evidence shows that fiscal councils exert a strong influence on fiscal performances, particularly when they have formal guarantees of independence.

The final word

When the markets fail, governments have to intervene. What do we do when the governments fail? It is here that we need systems and institutions to ensure checks and balances. In that respect, a Fiscal Council is an important institution needed to complement the rule-based fiscal policy. Of course, it is not a ‘silver bullet’; if there is no political will, the institution would be less effective, and if there is political will, there is no need for such an institution.

That is also true of the FRBM Act. While we cannot state that the FRBM Act has been an unqualified success, it has also not been an abject failure either. The counterfactual will show that things would have been much worse without it, and it has helped to raise the awareness of government, legislators and the public at large. Similarly, the Fiscal Council will help in improving comprehensiveness, transparency and accountability.

M. Govinda Rao was Member, Fourteenth Finance Commission, and former Director, National Institute of Public Finance and Policy, New Delhi, India. The views expressed are personal


 

 

Reversing health sector neglect with a reform agenda

 

India cannot afford to be complacent in thinking that the pandemic alone will change the health-care landscape

 

Two countries which lead in the COVID-19 cases tally in the world today, namely the United States (first) and India (third), are also the ones where the need for health-care reform post COVID-19 has been most keenly felt. This is due to the lack of effective universal health coverage (UHC) in these countries, which has broadened concerns beyond the frontiers of an epidemic response into the larger domain of access, equity, and quality in health care.

Legacy implications and UHC

This lack of UHC has a long legacy in both these countries, which they owe to multiple long-standing factors and historical reasons that have put a damper on the UHC agenda. This long legacy has two important and inter-related implications when it comes to health-care reform. First, certain entrenched characteristics of these health systems that have accrued over decades tend to dictate the terms of further evolution and lead to a number of compromises. Second, the long legacy itself comprises a path-dependent trajectory that precludes far-reaching health-care reform.

The US Affordable Care Act (ACA) can be an example of the first implication. It envisaged a number of overarching measures to expand health insurance and improve access, including Medicaid expansion, essential health benefits, and discouraging risk selection in insurance. However, the foundational aspects of U.S. health care, such as a fragmented private insurance landscape and a love for expensive specialised care, could hardly be altered due to their entrenched nature. The ACA reforms were thus superimposed on such largely non-negotiable elements, which in turn constrained the nature and scope of those reforms. It is little wonder that the ACA has been not very successful on multiple fronts, such as ensuring access commensurate with insurance levels, and checking the rise of premiums and out-of-pocket costs. A similar set of entrenched and non-negotiable fundamentals, including weak public and pervasive private health care, will also impact health-care reform in India.

India’s attempts

The government has looked poised to employ Ayushman Bharat–Pradhan Mantri Jan Arogya Yojana (AB-PM-JAY) health insurance as the tool for achieving UHC, and such calls have only grown stronger in the context of the COVID-19 pandemic. Plans are reportedly under way to extend coverage to the non-poor population under AB-PM-JAY, which currently covers the bottom 40% of the population. Taking the health insurance route to UHC driven by private players, rather than strengthening the public provisioning of health care, is reflective of the non-negotiability of private health care in India. This could have several unwanted consequences, which merits attention.

Stark maldistribution of health-care facilities (almost two-thirds of corporate hospitals concentrated in major cities) and low budgetary appropriations for insurance could mean that universal insurance does not translate to universal access to services, much akin to what was seen under the ACA in the U.S. Thus far, insurance-based incentives to drive private players into the rural countryside have been largely unsuccessful, and experience suggests that the public sector could be the only effective alternative. Further, the Indian story has traditionally been one of aiming high with little homework. Envisaging universal health insurance without enough regulatory robustness to handle everything from malpractices to monopolistic tendencies is a case in point. This could have major cost, equity, and quality implications. For example, shouldn’t there be a potent ‘Clinical Establishments Act’ before embarking on a universal scheme involving large-scale public-private collaboration?

A similar argument can be made about the National Digital Health Mission (NDHM) conceived by the Centre. Integration and improved management of patient and health facility information are very welcome. However, in the absence of robust ground-level documentation practices and its prerequisites, it would do little more than helping some private players and adding to administrative complexity and costs like the electronic health records did under the US ACA.

One possible advantage for India over the U.S. could be a relative ease of integrating fragmented schemes into a unified system. The AB-PM-JAY has this ability, but it would require mobilising sufficient and sustained political consensus.

The second implication concerns path-dependent resistance to reform. The bigger and deeper the reform, the more the resistance. Covering the remaining population under the AB-PM-JAY presents massive fiscal and design challenges. Turning it into a contributory scheme based on premium collections would be a costly and daunting undertaking, given the huge informal sector and possible adverse selection problems. Meeting requirements through general revenue financing would greatly strain the exchequer and looks very unlikely especially in the immediate aftermath of the pandemic. In either case, an effective roll-out of UHC would require a robust regulatory and administrative architecture, entailing huge administrative expenses and technical capabilities. Harmonising benefits and entitlements among various beneficiary groups, and a formalisation and consolidation of practices in a likely situation of covering outpatient care, are formidable additional challenges. While these would need to be pursued incrementally, the question arises as to how to push such a thoroughgoing reform agenda, especially against a backdrop of decades of frail capacities and neglect of the health sector.

Upheaval yes, but also action

While upheavals offer windows for pushing reform, as Johnson notes, “the weight of past and pre-existing paths strongly constrain and limit the impact of the most radical ruptures”. We cannot afford to be complacent and think that the pandemic will automatically change the Indian health-care landscape. This is particularly important since a protracted presence of the pandemic in the country could undermine its gravity and the perceived urgency for major reform. It will require mobilising concerted action from all quarters. Civil society would need to utilise this opening to generate widespread public consensus and pressure for health-care reform. The fact that States with higher per-capita public spending on health have fared better against COVID-19 can be invoked to back the reform argument. At the same time, politics would need to recognise the unprecedented populist significance of health and marshal enough will to negotiate organised opposition to change.

Dr. Soham D. Bhaduri is a Mumbai-based physician, health-care commentator, and editor of ‘The Indian Practitioner’


 

The challenge of catching elusive taxpayers

 

Various reforms have been introduced over the years, but none of them has worked

India’s tax collection is set to decline sharply this year because of the decline in national income and fall in employment due to COVID-19. Simultaneously, expenditures related to the pandemic are ballooning. Thus, the fiscal deficit in the budget is set to rise unless other expenditures are cut. However, there are committed expenditures which cannot be curtailed and the deficit in the budget is set to climb to a new high for 2020-21. So, there is no option but to try and collect more taxes.

The Prime Minister unveiled income tax reforms to make the system faceless, painless and seamless. He stated that 15 million people pay income tax out of a population of more than 1.35 billion. This is the number for the financial year 2018-19. For 2019-20, the number of taxpayers may be similar given that the economy was slowing down and unemployment was at a record high. In 2020-21, the number would drop sharply due to the impact of COVID-19 and massive unemployment in the organised sector.

Drop in number of taxpayers

The number of tax filers has increased but the number of taxpayers has dropped. This is a result of the tax concession offered in the Budget — those filing a return up to ₹5 lakh do not have to pay a tax. Interestingly, in 2012-13, a year for which the government had released detailed data in 2016, the number of effective tax payers was 16 million. So, in spite of an increase in population and the laws introduced in the last six years to bring the rich into the tax net, there has been little change in the number of taxpayers. The fact that the direct tax to GDP ratio in percentage terms is stagnating at about 5.5% is another indication of this.

There are two categories of the well-off in the country: those who file a tax return and those who completely escape the tax net. If the former had declared more of their incomes, the tax to GDP ratio would have risen. If those who were outside the tax net had come into the tax net and started filing their returns, there would have been a rise both in the tax to GDP ratio and the number of taxpayers.

A 2016 report says the top 10% of Indians earned 55% of the nation’s incomes. If these people could be brought under the income tax net and they paid their taxes honestly, at current tax rates, income tax to GDP ratio alone would have been about 18%. Add to that the collection from other direct taxes, like corporate tax, and the figure would be more than 20%. This figure of 55% does not take into account the black income generation in the country. Clearly a lot of taxes are not paid out of white incomes and none from the black incomes.

Demonetisation was supposed to bring out the black incomes and turn them white so that the tax to GDP ratio could sharply rise. The government made repeated announcements about how many more people had come into the tax net after demonetisation and about how more tax would be collected. No such thing has happened as the Prime Minister’s statement implies.

The government has been trying hard to tackle the large black economy. As soon as it started its innings in 2014, the NDA set up a special investigation team under court orders. It renegotiated the tax treaty with Mauritius to get back to India the money held abroad. But nothing seems to budge the rich (say, the top 1% in the income ladder) to pay more tax. Actually, the rich are fleeing the country. More than 23,000 high net worth individuals left the country in five years up to 2019. Embarrassingly, when the Defence Minister was in France last year to receive the first Rafale fighter jet, the CEO of Dassault Aviation said in a speech that India should not terrorise them with its tax and custom rules.

A considerable part of the tax filing process was computerised when e-filing and, earlier, PAN were introduced. These measures tried to cajole people into filing honest returns. Former Finance Minister Yashwant Sinha introduced the scheme of honouring honest tax payers. The government is again talking of it. The Vivad se Vishwas scheme was introduced to settle tax disputes. But none of these schemes seem to have delivered.

A new system

The government is able to trust neither the tax department officials nor the rich. So, it has decided to hand over the process of taxation to computers. The computer will decide who will assess the tax return of an individual. During the different stages of a case, different officers will be involved. That is why the new scheme is said to be faceless and anonymous so that no nexus can be formed between the taxpayer and the officer involved in passing the return, and money cannot be paid to evade taxes.

The department is being reorganised into assessment units, verification units, review units and technical units. There will also be a small unit to take care of past matters. Apparently a pilot project was run last year to assess the efficacy of the new scheme of things. However, there is worry that the software can be manipulated by those who know the system.

There is an administrative problem. The department is grossly understaffed and officers have inadequate time to scrutinise cases. A few thousand officers have to deal with lakhs of cases. What takes a clever Chartered Accountant a few months to prepare cannot be deciphered by an officer in a few hours. Incomes of salaried employees are simple to estimate but the problem lies with estimating business incomes. To estimate them one needs to know the revenue and costs. Both are fudged through under-invoicing and over-invoicing. Businessmen declare their entire household expenditure as business costs. Even if a lot of computerised data are available it may prove to be inadequate. In 2016, before demonetisation, the government had initiated an Income Declaration Scheme. To scare people, the department announced that it had data on 93 lakh high-value transactions and would use it to catch people but this had little impact.

The highest tax rate has been brought down from 97.5% in 1971 to 30% (plus surcharge) now. After 1991, with new economic policies, the controls and regulations were sharply curtailed – the Monopolies and Restrictive Trade Practices Act, the Foreign Exchange Regulation Act, etc. were removed. But the well-off have constantly complained that tax rates are high and there are too many controls; that they pay all the taxes but get nothing in return. This lament is rather unfair since they have gained the most out of the country’s development. So, at what level would there be satisfaction that tax rates and regulations are fine?

This is an important pointer to the feeling of social injustice in every section of the population. The well-off who have gained the most complain of it and the poor live with injustice. There is massive alienation in society. The pandemic also points to this – the way vast numbers have suffered and why they do not heed the authorities.

Arun Kumar is Malcolm Adiseshiah Chair Professor, Institute of Social Sciences


 

 

 

The End


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